Form 4 for PRU Prudential Financial
Accepted 2021-12-29 00:00:00 ET · period of report 2021-12-28 · accession 0001127602-21-031974 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-29 | 2021-12-28 | PRU | Lowrey Charles F | CEO, Dir, COB | S - Sale+OE | $110.00 | -93.9K | 98.5K | -49% | -$10.33M |
| DM | 2021-12-29 | 2021-12-28 | PRU | Lowrey Charles F | CEO, Dir, COB | M - OptEx | $81.06 | +84.4K | 141.2K | +149% | +$6.84M |
| DM | 2021-12-29 | 2021-12-28 | PRU | Lowrey Charles F | CEO, Dir, COB | M - OptEx | $0.00 | -84.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-28 | S | D | 14,000 | $110.00 | 86,302 | D | — | — | (F2) Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 86,302 shares directly and 253 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 154,347 vested stock options, 90,063 unvested stock options, 34,693 restricted stock units, and 209,366 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 2 | Common | Common Stock | 2021-12-28 | S | D | 37,130 | $110.00 | 100,302 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-28 | M | A | 38,962 | $84.53 | 137,432 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-28 | M | A | 45,478 | $78.08 | 141,234 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-28 | S | D | 42,764 | $110.00 | 98,470 | D | — | — | |
| 6 | Derivative | 2015 Employee Stock Option (Right to Buy) | 2021-12-28 | M | D | 45,478 | $0.00 | 0 | D | $78.08 · — to 2025-02-10 | 45,478 Common Stock | (F3) The options vest in three equal annual installments beginning on February 10, 2016. |
| 7 | Derivative | 2014 Employee Stock Option (Right to Buy) | 2021-12-28 | M | D | 38,962 | $0.00 | 0 | D | $84.53 · — to 2024-02-11 | 38,962 Common Stock | (F4) The options vest in three equal annual installments beginning on February 11, 2015 |