Form 4 for NX Quanex Building Products CORP
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-03 · accession 0001127602-22-000438 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2022-01-03 | NX | Cornett Paul | SVP GC, Sec | S - Sale+OE | $25.00 | -1,500 | 28.0K | -5% | -$37.5K |
| D | 2022-01-04 | 2022-01-03 | NX | Cornett Paul | SVP GC, Sec | M - OptEx | $21.11 | +1,500 | 29.5K | +5% | +$31.7K |
| D | 2022-01-04 | 2022-01-03 | NX | Cornett Paul | SVP GC, Sec | M - OptEx | $0.00 | -1,500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | S | D | 1,500 | $25.00 | 27,972.73 | D | — | — | (F1) The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in July 2021. (F2) Includes 12.99 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2022-01-03 | M | A | 1,500 | $21.11 | 29,472.73 | D | — | — | (F1) The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in July 2021. (F2) Includes 12.99 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan. |
| 3 | Derivative | Stock Options (Right to Buy) | 2022-01-03 | M | D | 1,500 | $0.00 | 0 | D | $21.11 · 2015-12-05 to 2022-12-05 | 1,500 Common Stock | (F1) The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person in July 2021. (F3) The options became exercisable in 1/3 increments annually beginning one year from the grant date. |