Form 4 for PRU Prudential Financial
Accepted 2022-01-06 00:00:00 ET · period of report 2022-01-04 · accession 0001127602-22-001066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-06 | 2022-01-04 | PRU | FALZON ROBERT | EVP, Vice COB | M - OptEx | $65.89 | +60.0K | 95.7K | +168% | +$3.95M |
| DM | 2022-01-06 | 2022-01-04 | PRU | FALZON ROBERT | EVP, Vice COB | S - Sale+OE | $113.00 | -54.0K | 89.0K | -38% | -$6.10M |
| DM | 2022-01-06 | 2022-01-04 | PRU | FALZON ROBERT | EVP, Vice COB | M - OptEx | $0.00 | -60.0K | 10.7K | -85% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-04 | M | A | 20,000 | $63.59 | 106,910 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-04 | S | D | 9,363 | $114.00 | 92,188 | D | — | — | (F2) Following the transactions reported on this Form 4, Mr. Falzon continues to hold 92,188 shares directly and 653 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 142,551 vested stock options, 71,617 unvested stock options, 27,632 unvested restricted stock units and 164,498 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 3 | Common | Common Stock | 2022-01-04 | M | A | 10,474 | $63.59 | 101,551 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-04 | S | D | 17,904 | $113.00 | 91,077 | D | — | — | |
| 5 | Common | Common Stock | 2022-01-04 | M | A | 20,000 | $63.59 | 108,981 | D | — | — | |
| 6 | Common | Common Stock | 2022-01-04 | M | A | 9,526 | $78.08 | 95,721 | D | — | — | |
| 7 | Common | Common Stock | 2022-01-04 | S | D | 8,811 | $114.00 | 86,910 | D | — | — | |
| 8 | Common | Common Stock | 2022-01-04 | S | D | 17,929 | $112.00 | 88,981 | D | — | — | |
| 9 | Derivative | 2016 Employee Stock Option (Right to Buy) | 2022-01-04 | M | D | 20,000 | $0.00 | 10,474 | D | $63.59 · — to 2026-02-09 | 20,000 Common Stock | (F4) The options vested in three equal annual installments beginning on February 9, 2017. |
| 10 | Derivative | 2016 Employee Stock Option (Right to Buy) | 2022-01-04 | M | D | 10,474 | $0.00 | 0 | D | $63.59 · — to 2026-02-09 | 10,474 Common Stock | (F4) The options vested in three equal annual installments beginning on February 9, 2017. |
| 11 | Derivative | 2016 Employee Stock Option (Right to Buy) | 2022-01-04 | M | D | 20,000 | $0.00 | 30,474 | D | $63.59 · — to 2026-02-09 | 20,000 Common Stock | (F4) The options vested in three equal annual installments beginning on February 9, 2017. |
| 12 | Derivative | 2015 Employee Stock Option (Right to Buy) | 2022-01-04 | M | D | 9,526 | $0.00 | 10,687 | D | $78.08 · — to 2025-02-10 | 9,526 Common Stock | (F3) The options vested in three equal annual installments beginning on February 10, 2016. |