Form 4 for AES AES Corporation
Accepted 2022-01-07 00:00:00 ET · period of report 2022-01-05 · accession 0001127602-22-001145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-07 | 2022-01-05 | AES | Gluski Andres | Pres, CEO, Dir | S - Sale+OE | $23.78 | -524.5K | 1.14M | -31% | -$12.47M |
| D | 2022-01-07 | 2022-01-05 | AES | Gluski Andres | Pres, CEO, Dir | M - OptEx | $11.17 | +524.5K | 1.67M | +46% | +$5.86M |
| D | 2022-01-07 | 2022-01-05 | AES | Gluski Andres | Pres, CEO, Dir | M - OptEx | $0.00 | -524.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-05 | S | D | 374,391 | $23.94 | 1,293,844 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.47 to $24.46, inclusive. The reporting undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. |
| 2 | Common | Common Stock | 2022-01-05 | S | D | 150,120 | $23.39 | 1,143,724 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.33 to $23.465, inclusive. The reporting undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. |
| 3 | Common | Common Stock | 2022-01-05 | M | A | 524,511 | $11.17 | 1,668,235 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-01-05 | M | D | 524,511 | $0.00 | 0 | D | $11.17 · — to 2023-02-15 | 524,511 Common Stock | (F6) This stock option award was granted on February 15, 2013 pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal installments on February 15, 2014, February 15, 2015 and February 15, 2016. |