Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2022-01-31 00:00:00 ET · period of report 2022-01-27 · accession 0001127602-22-002585 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-31 | 2022-01-27 | NIC | Madson Patrick Joseph | SVP-Wealth Mgmt-NicoletNatBank | M - OptEx | $48.85 | +7,000 | 13.5K | +108% | +$341.9K |
| DM | 2022-01-31 | 2022-01-27+ | NIC | Madson Patrick Joseph | SVP-Wealth Mgmt-NicoletNatBank | S - Sale+OE | $90.92 | -7,000 | 6,508 | -52% | -$636.5K |
| D | 2022-01-31 | 2022-01-27 | NIC | Madson Patrick Joseph | SVP-Wealth Mgmt-NicoletNatBank | M - OptEx | $0.00 | -7,000 | 20.0K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-27 | M | A | 7,000 | $48.85 | 13,508 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-27 | S | D | 163 | $92.00 | 13,345 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-28 | S | D | 4,500 | $90.65 | 8,845 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.25 to $91.23, inclusive. Mr. Madson undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 4 | Common | Common Stock | 2022-01-28 | S | D | 2,337 | $91.37 | 6,508 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.27 to $91.47, inclusive. Mr. Madson undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. (F3) Includes 488 shares owned in the Employee Stock Purchase Plan. Mr. Madson has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing, December 8, 2021. |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-01-27 | M | D | 7,000 | $0.00 | 20,000 | D | $48.85 · — to 2027-05-16 | 7,000 Common Stock | (F4) The nonqualified option is exercisable as to 14,600 shares. The nonqualified options vest in five annual installments of 5,400 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vest on May 16, 2022. |