Form 4 for NI NiSource
Accepted 2022-02-01 00:00:00 ET · period of report 2022-01-28 · accession 0001127602-22-002824 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-01 | 2022-01-28 | NI | Yates Lloyd M | Dir | A - Grant | $29.27 | +30.7K | 54.1K | +132% | +$900.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-28 | A | A | 30,747 | $29.27 | 54,106.15 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date. This award was granted in connection with his appointment as President and CEO effective February 14, 2022. (F2) This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU award from May 2021. |