Form 4 for NAVI NAVIENT CORP
Accepted 2022-02-04 00:00:00 ET · period of report 2022-02-03 · accession 0001127602-22-003407 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-04 | 2022-02-03 | NAVI | HAUBER STEPHEN M | EVP, Chief Risk, Compliance Off | M - OptEx | $15.48 | +39.0K | 225.8K | +21% | +$604.2K |
| D | 2022-02-04 | 2022-02-03 | NAVI | HAUBER STEPHEN M | EVP, Chief Risk, Compliance Off | F - Tax | $17.70 | -35.9K | 190.0K | -16% | -$634.9K |
| D | 2022-02-04 | 2022-02-03 | NAVI | HAUBER STEPHEN M | EVP, Chief Risk, Compliance Off | S - Sale+OE | $17.67 | -3,161 | 186.8K | -2% | -$55.9K |
| D | 2022-02-04 | 2022-02-03 | NAVI | HAUBER STEPHEN M | EVP, Chief Risk, Compliance Off | M - OptEx | $0.00 | -39.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-03 | M | A | 39,033 | $15.48 | 225,839.06 | D | — | — | (F2) The reporting person's common stock balance includes 762 shares acquired under the Navient Corporation Employee Stock Purchase Plan. (F1) Dividend equivalent rights (2,508.5779 units) issued on restricted stock units and performance stock units are included in the reporting person's common stock holding balance. |
| 2 | Common | Common Stock | 2022-02-03 | F | D | 35,872 | $17.70 | 189,967.06 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-03 | S | D | 3,161 | $17.67 | 186,806.06 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-02-03 | M | D | 39,033 | $0.00 | 0 | D | $15.48 · 2020-02-06 to 2022-02-06 | 39,033 Common Stock |