Form 4 for PRU Prudential Financial
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0001127602-22-003878 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-09 | 2022-02-07 | PRU | SCHMIDT TIMOTHY L | SVP | S - Sale+OE | $120.00 | -14.7K | 12.9K | -53% | -$1.77M |
| DM | 2022-02-09 | 2022-02-07 | PRU | SCHMIDT TIMOTHY L | SVP | M - OptEx | $56.22 | +14.7K | 23.8K | +162% | +$827.2K |
| DM | 2022-02-09 | 2022-02-07 | PRU | SCHMIDT TIMOTHY L | SVP | M - OptEx | $0.00 | -14.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-07 | S | D | 3,811 | $120.00 | 12,897 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-07 | M | A | 3,811 | $54.00 | 16,708 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-07 | S | D | 10,902 | $120.00 | 12,897 | D | — | — | (F2) Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 12,897 shares directly and 252 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 7,308 vested stock options, 7,597 unvested stock options, 6,264 restricted stock units and 32,374 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 4 | Common | Common Stock | 2022-02-07 | M | A | 10,902 | $57.00 | 23,799 | D | — | — | |
| 5 | Derivative | 2013 Employee Stock Option (Right to Buy) | 2022-02-07 | M | D | 10,902 | $0.00 | 0 | D | $57.00 · — to 2023-02-12 | 10,902 Common Stock | (F5) The options vest in three equal annual installments beginning on February 12, 2014. |
| 6 | Derivative | 8/15/2012 Employee Stock Option (Right to Buy) | 2022-02-07 | M | D | 3,811 | $0.00 | 0 | D | $54.00 · — to 2022-08-15 | 3,811 Common Stock | (F4) The options vest in three equal annual installments beginning on August 15, 2013. |