Form 4 for MMM 3M
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0001127602-22-004040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-09 | 2022-02-07 | MMM | Ashish Khandpur K | Group Pres | A - Grant | $0.00 | +8,191 | 28.8K | +40% | $0 |
| D | 2022-02-09 | 2022-02-07 | MMM | Ashish Khandpur K | Group Pres | F - Tax | $0.00 | -3,760 | 25.1K | -13% | $0 |
| D | 2022-02-09 | 2022-02-08 | MMM | Ashish Khandpur K | Group Pres | A - Grant | $0.00 | +9,298 | 9,298 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-07 | A | A | 8,190.67 | $0.00 | 28,827.33 | D | — | — | (F1) Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. (F2) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. |
| 2 | Common | Common Stock | 2022-02-07 | F | D | 3,759.90 | $0.00 | 25,067.43 | D | — | — | (F3) The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. |
| 3 | Derivative | Restricted Stock Units | 2022-02-08 | A | A | 9,298 | $0.00 | 9,298 | D | — · — to — | 9,298 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of 3M common stock. (F5) The restricted stock units vest 100% three years from the grant date of February 8, 2022 |