Form 4 for MMM 3M
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0001127602-22-004042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-09 | 2022-02-07 | MMM | Lavers Jeffrey R | Group Pres | A - Grant | $0.00 | +787.47 | 5,754 | +16% | $0 |
| D | 2022-02-09 | 2022-02-07 | MMM | Lavers Jeffrey R | Group Pres | F - Tax | $0.00 | -387.75 | 5,366 | -7% | $0 |
| D | 2022-02-09 | 2022-02-08 | MMM | Lavers Jeffrey R | Group Pres | A - Grant | $0.00 | +53.3K | 53.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-07 | A | A | 787.47 | $0.00 | 5,753.54 | D | — | — | (F1) Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. (F2) Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2022-02-07 | F | D | 387.75 | $0.00 | 5,365.80 | D | — | — | (F3) The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. |
| 3 | Derivative | Non-qualified Stock Option (Right to Buy) | 2022-02-08 | A | A | 53,284 | $0.00 | 53,284 | D | $162.41 · 2023-02-08 to 2032-02-06 | 53,284 Common Stock | (F5) The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. |