Form 4 for MMM 3M
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0001127602-22-004050 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-09 | 2022-02-07 | MMM | Roman Michael F | COB, CEO, Dir | F - Tax | $0.00 | -558.86 | 89.8K | -0.6% | $0 |
| D | 2022-02-09 | 2022-02-07 | MMM | Roman Michael F | COB, CEO, Dir | A - Grant | $0.00 | +23.4K | 90.4K | +35% | $0 |
| D | 2022-02-09 | 2022-02-08 | MMM | Roman Michael F | COB, CEO, Dir | A - Grant | $0.00 | +217.1K | 217.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-07 | F | D | 558.86 | $0.00 | 89,804.02 | D | — | — | (F4) The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. |
| 2 | Common | Common Stock | 2022-02-07 | A | A | 23,427.52 | $0.00 | 90,362.88 | D | — | — | (F1) Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued. (F2) Includes shares acquired under 3M's General Employee Stock Purchase Plan. (F3) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. |
| 3 | Derivative | Non-qualified Stock Option (Right to Buy) | 2022-02-08 | A | A | 217,083 | $0.00 | 217,083 | D | $162.41 · 2023-02-08 to 2032-02-06 | 217,083 Common Stock | (F5) The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. |