Form 4 for ASB ASSOCIATED BANC-CORP
Accepted 2022-02-10 00:00:00 ET · period of report 2022-02-08 · accession 0001127602-22-004117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-10 | 2022-02-08 | ASB | Stein David L | EVP | A - Grant | $0.00 | +43 | 70.9K | +0.1% | $0 |
| D | 2022-02-10 | 2022-02-09 | ASB | Stein David L | EVP | S - Sale+OE | $25.47 | -8,030 | 70.1K | -10% | -$204.5K |
| D | 2022-02-10 | 2022-02-09 | ASB | Stein David L | EVP | M - OptEx | $14.02 | +8,030 | 78.2K | +11% | +$112.6K |
| D | 2022-02-10 | 2022-02-09 | ASB | Stein David L | EVP | F - Tax | $25.71 | -730 | 70.1K | -1% | -$18.8K |
| D | 2022-02-10 | 2022-02-09 | ASB | Stein David L | EVP | M - OptEx | $0.00 | -8,030 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock $0.01 Par Value | 2022-02-08 | A | A | 43 | $0.00 | 70,877 | D | — | — | |
| 2 | Common | Common Stock $0.01 Par Value | 2022-02-09 | S | D | 8,030 | $25.47 | 70,147 | D | — | — | |
| 3 | Common | Common Stock $0.01 Par Value | 2022-02-09 | M | A | 8,030 | $14.02 | 78,177 | D | — | — | |
| 4 | Common | Common Stock $0.01 Par Value | 2022-02-09 | F | D | 730 | $25.71 | 70,147 | D | — | — | |
| 5 | Derivative | Non-qualified Stock Option (Right to Buy) | 2022-02-09 | M | D | 8,030 | $0.00 | 0 | D | $14.02 · — to 2023-01-22 | 8,030 Common Stock $0.01 Par Value | (F3) Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. |