Form 4 for VOYA Voya Financial, Inc.

Accepted 2022-02-11 00:00:00 ET · period of report 2022-02-10 · accession 0001127602-22-004624 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-02-11	2022-02-10	VOYA	Ferrara Nancy	See Remarks	S - Sale+OE	$72.74	-21.5K	13.8K	-61%	-$1.56M
D	2022-02-11	2022-02-10	VOYA	Ferrara Nancy	See Remarks	M - OptEx	$37.60	+21.5K	35.3K	+155%	+$807.6K
D	2022-02-11	2022-02-10	VOYA	Ferrara Nancy	See Remarks	M - OptEx	$0.00	-21.5K	71.2K	-23%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-10	S	D	21,480	$72.74	13,816	D	—	—	(F1) The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021. (F2) This transaction was executed in multiple trades at prices ranging from $71.00 to $73.38. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
2	Common	Common Stock	2022-02-10	M	A	21,480	$37.60	35,296	D	—	—	(F1) The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021.
3	Derivative	Performance-Based Stock Options	2022-02-10	M	D	21,480	$0.00	71,174	D	$37.60 · — to 2025-12-16	21,480 Common Stock	(F3) 25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018.