InsiderTrades

Form 4 for SNA Snap-on

Accepted 2022-02-14 00:00:00 ET · period of report 2022-02-10 · accession 0001127602-22-004904 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2022-02-14 2022-02-10 SNA Miller Richard Thomas VP, Gen Counsel, Sec F - Tax $211.67 -182 1,813 -9% -$38.5K
D 2022-02-14 2022-02-10 SNA Miller Richard Thomas VP, Gen Counsel, Sec M - OptEx — +523 1,995 +36% —
DM 2022-02-14 2022-02-10 SNA Miller Richard Thomas VP, Gen Counsel, Sec M - OptEx — -523 120 -81% —
DM 2022-02-14 2022-02-10 SNA Miller Richard Thomas VP, Gen Counsel, Sec A - Grant $0.00 +4,516 2,941 New $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-02-10 F D 182 $211.67 1,812.55 D — —
2 Common Common Stock 2022-02-10 M A 523 — 1,994.55 D — — (F1) Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. (F2) Includes 89.1916 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 4.6109 shares acquired under a dividend reinvestment plan.
3 Derivative Deferred Stock Units 2022-02-10 M A 120 — 175.59 D — · — to — 120 Common Stock (F1) Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. (F6) This information is based on a plan statement dated December 31, 2021, as updated by the transaction being reported. (F4) 1 for 1. (F5) Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
4 Derivative Performance Units 2022-02-10 A A 1,006 $0.00 1,006 D — · — to — 1,006 Common Stock (F4) 1 for 1. (F10) If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
5 Derivative Performance Units 2022-02-10 M D 120 — 0 D — · — to — 120 Common Stock (F1) Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. (F4) 1 for 1.
6 Derivative Performance Units 2022-02-10 M D 523 — 120 D — · — to — 523 Common Stock (F1) Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. (F4) 1 for 1.
7 Derivative Performance Units 2022-02-10 A A 67 — 643 D — · — to — 67 Common Stock (F1) Based on Company performance during the 2019-2021 period, approximately 111.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. (F4) 1 for 1.
8 Derivative Restricted Stock Units 2022-02-10 A A 502 $0.00 502 D — · 2025-02-10 to 2025-02-10 502 Common Stock (F4) 1 for 1. (F9) The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
9 Derivative Stock Option (Right to Buy) 2022-02-10 A A 2,941 $0.00 2,941 D $211.67 · 2023-02-10 to 2032-02-10 2,941 Common Stock (F8) This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. (F7) Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.