Form 4 for SXC SunCoke Energy, Inc.
Accepted 2022-02-16 00:00:00 ET · period of report 2022-02-14 · accession 0001127602-22-005273 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-16 | 2022-02-14 | SXC | Gates Katherine T | SVP, CLO, Chi | F - Tax | $7.70 | -2,239 | 76.4K | -3% | -$17.2K |
| D | 2022-02-16 | 2022-02-14 | SXC | Gates Katherine T | SVP, CLO, Chi | M - OptEx | — | +4,255 | 76.4K | +6% | — |
| D | 2022-02-16 | 2022-02-14 | SXC | Gates Katherine T | SVP, CLO, Chi | M - OptEx | — | -4,255 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-14 | F | D | 2,239 | $7.70 | 76,383 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 2 | Common | Common Stock | 2022-02-14 | M | A | 4,255 | — | 76,383 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 3 | Derivative | RSU's (02.13.19) | 2022-02-14 | M | D | 4,255 | — | 0 | D | — · 2020-02-13 to 2022-02-13 | 4,255 Common Stock | (F3) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |