Form 4 for CCL Carnival Corporation
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001127602-22-005436 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-17 | 2022-02-15 | CCL | Bernstein David | CFO, CAO | A - Grant | $0.00 | +2,512 | 111.8K | +2% | $0 | |
| 2022-02-17 | 2022-02-15 | CCL | Bernstein David | CFO, CAO | F - Tax | $22.33 | -989 | 110.9K | -0.9% | -$22.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | A | A | 2,512 | $0.00 | 111,844 | D | — | — | (F2) The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. |
| 2 | Common | Common Stock | 2022-02-15 | F | D | 989 | $22.33 | 110,855 | D | — | — | (F3) Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. |