Form 4 for BAC Bank of America
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001127602-22-005615 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-17 | 2022-02-15 | BAC | Borthwick Alastair M | CFO | F - Tax | $47.79 | -96.0K | 208.7K | -32% | -$4.59M |
| DM | 2022-02-17 | 2022-02-15 | BAC | Borthwick Alastair M | CFO | M - OptEx | — | +173.6K | 242.3K | +253% | — |
| DM | 2022-02-17 | 2022-02-15 | BAC | Borthwick Alastair M | CFO | M - OptEx | — | -173.6K | 60.9K | -74% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | F | D | 40,577 | $47.79 | 181,422 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2 | Common | Common Stock | 2022-02-15 | F | D | 21,742 | $47.79 | 226,228 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 3 | Common | Common Stock | 2022-02-15 | F | D | 33,691 | $47.79 | 208,654 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 4 | Common | Common Stock | 2022-02-15 | M | A | 39,316 | — | 247,970 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 5 | Common | Common Stock | 2022-02-15 | M | A | 73,376 | — | 221,999 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 6 | Common | Common Stock | 2022-02-15 | M | A | 60,923 | — | 242,345 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 7 | Derivative | 2019 Restricted Stock Units | 2022-02-15 | M | D | 73,376 | — | 0 | D | — · — to 2022-02-15 | 73,376 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F3) On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020. |
| 8 | Derivative | 2021 Restricted Stock Units | 2022-02-15 | M | D | 39,316 | — | 117,951 | D | — · — to 2025-02-15 | 39,316 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F5) On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022. |
| 9 | Derivative | 2020 Restricted Stock Units | 2022-02-15 | M | D | 60,923 | — | 60,923 | D | — · — to 2023-02-15 | 60,923 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F4) On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021. |