Form 4 for SCL STEPAN CO
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001127602-22-005635 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-02-17 | 2022-02-16 | SCL | Catlett Janet Anne | VP, CHRO | A - Grant | $111.26 | +76.79 | 270.56 | +40% | +$8,544 |
| D | 2022-02-17 | 2022-02-15 | SCL | Catlett Janet Anne | VP, CHRO | M - OptEx | — | +1,588 | 4,599 | +53% | — |
| DM | 2022-02-17 | 2022-02-16 | SCL | Catlett Janet Anne | VP, CHRO | A - Grant | $0.00 | +6,122 | 1,079 | New | $0 |
| D | 2022-02-17 | 2022-02-15 | SCL | Catlett Janet Anne | VP, CHRO | M - OptEx | — | -1,300 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-16 | A | A | 76.79 | $111.26 | 270.56 | I | — | — | (F2) Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report. |
| 2 | Common | Common Stock | 2022-02-15 | M | A | 1,588 | — | 4,599.15 | D By Esop II Trust | — | — | (F1) The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2021. (F2) Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report. |
| 3 | Derivative | Stock Appreciation Right | 2022-02-16 | A | A | 5,043 | $0.00 | 5,043 | D | $111.26 · 2022-12-31 to 2032-02-15 | 5,043 Common Stock | (F5) Vests ratably over three years beginning on date shown. |
| 4 | Derivative | Performance Shares | 2022-02-15 | M | D | 1,300 | — | 0 | D | — · — to — | 1,300 Common Stock | (F4) The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2021. (F3) Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. |
| 5 | Derivative | Performance Shares | 2022-02-16 | A | A | 1,079 | $0.00 | 1,079 | D | — · — to — | 1,079 Common Stock | (F6) Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2024. |