Form 4 for BAC Bank of America
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001127602-22-005637 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-17 | 2022-02-15 | BAC | Mensah Bernard A | Pres, International | M - OptEx | — | +105.9K | 91.3K | New | — |
| DM | 2022-02-17 | 2022-02-15 | BAC | Mensah Bernard A | Pres, International | F - Tax | $47.79 | -40.1K | 63.1K | -39% | -$1.92M |
| D | 2022-02-17 | 2022-02-15 | BAC | Mensah Bernard A | Pres, International | D - Sale to Iss | $47.79 | -20.5K | 63.1K | -25% | -$981.1K |
| DM | 2022-02-17 | 2022-02-15 | BAC | Mensah Bernard A | Pres, International | M - OptEx | — | -105.9K | 25.3K | -81% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | M | A | 25,345 | — | 43,252 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 2 | Common | Common Stock | 2022-02-15 | F | D | 11,913 | $47.79 | 31,339 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 3 | Common | Common Stock | 2022-02-15 | D | D | 20,529 | $47.79 | 63,139 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-15 | F | D | 28,200 | $47.79 | 63,139 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 5 | Common | Common Stock | 2022-02-15 | M | A | 20,529 | — | 83,668 | D | — | — | (F3) Each unit is the economic equivalent of one share of Bank of America Corporation common stock. |
| 6 | Common | Common Stock | 2022-02-15 | M | A | 60,000 | — | 91,339 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 7 | Derivative | 2017 Restricted Stock Units | 2022-02-15 | M | D | 33,788 | — | 67,576 | D | — · — to — | 33,788 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F4) On February 15, 2017, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2020. The net amount of each installment after any applicable tax withholding is subject to an additional six-month holding period after vesting. |
| 8 | Derivative | Vested Restricted Stock Units | 2022-02-15 | M | A | 33,788 | — | 33,788 | D | — · — to 2022-08-15 | 33,788 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F4) On February 15, 2017, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2020. The net amount of each installment after any applicable tax withholding is subject to an additional six-month holding period after vesting. |
| 9 | Derivative | 2018 Restricted Stock Units | 2022-02-15 | M | D | 25,345 | — | 101,382 | D | — · — to — | 25,345 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F5) On February 15, 2018, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2021. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 10 | Derivative | 2018 Restricted Stock Units | 2022-02-15 | M | D | 25,345 | — | 76,037 | D | — · — to — | 25,345 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F5) On February 15, 2018, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2021. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 11 | Derivative | Cash Settled Restricted Stock Units | 2022-02-15 | M | D | 20,529 | — | 0 | D | — · — to 2022-02-15 | 20,529 Common Stock | (F3) Each unit is the economic equivalent of one share of Bank of America Corporation common stock. (F8) On February 12 2021, the reporting person was granted units, earned and payable upon grant and to be settled in one installment on February 15, 2022. |
| 12 | Derivative | 2019 Restricted Stock Units | 2022-02-15 | M | D | 29,763 | — | 119,054 | D | — · — to — | 29,763 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F6) On February 15, 2019, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2022. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 13 | Derivative | Vested Restricted Stock Units | 2022-02-15 | M | A | 29,763 | — | 29,763 | D | — · — to 2023-02-15 | 29,763 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F6) On February 15, 2019, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2022. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 14 | Derivative | Restricted Stock Units | 2022-02-15 | M | D | 60,000 | — | 90,000 | D | — · — to — | 60,000 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F7) On February 15, 2019, the reporting person was granted units, with 40% vesting on February 15, 2022 and the remaining 60% vesting in five equal annual installments commencing on February 15, 2024. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 15 | Derivative | Vested Restricted Stock Units | 2022-02-15 | M | A | 25,345 | — | 25,345 | D | — · — to 2023-02-15 | 25,345 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F5) On February 15, 2018, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2021. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |