Form 4 for SCL STEPAN CO
Accepted 2022-02-17 00:00:00 ET · period of report 2022-02-15 · accession 0001127602-22-005648 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-17 | 2022-02-15 | SCL | Stepan Richard Finn | VP, Gen'l. Mgr, Polymers | M - OptEx | — | +529 | 210.9K | +0.3% | — |
| DI | 2022-02-17 | 2022-02-16 | SCL | Stepan Richard Finn | VP, Gen'l. Mgr, Polymers | A - Grant | $111.26 | +76.79 | 1,002 | +8% | +$8,544 |
| D | 2022-02-17 | 2022-02-15 | SCL | Stepan Richard Finn | VP, Gen'l. Mgr, Polymers | M - OptEx | — | -433 | 0 | -100% | — |
| DM | 2022-02-17 | 2022-02-16 | SCL | Stepan Richard Finn | VP, Gen'l. Mgr, Polymers | A - Grant | $91.66 | +9,183 | 7,565 | New | +$841.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-15 | M | A | 529 | — | 210,911 | D By ESOP II Trust | — | — | (F1) The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2021. |
| 2 | Common | Common Stock | 2022-02-16 | A | A | 76.79 | $111.26 | 1,002.18 | I | — | — | (F2) Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report. |
| 3 | Derivative | Performance Shares | 2022-02-15 | M | D | 433 | — | 0 | D | — · — to — | 433 Common Stock | (F1) The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2021. |
| 4 | Derivative | Performance Shares | 2022-02-16 | A | A | 1,618 | $0.00 | 1,618 | D | — · — to — | 1,618 Common Stock | (F4) Each performance share represents a contingent right to receive one share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2024. |
| 5 | Derivative | Stock Appreciation Right | 2022-02-16 | A | A | 7,565 | $111.26 | 7,565 | D | $111.26 · 2022-12-31 to 2032-02-15 | 7,565 Common Stock | (F3) Vests ratably over three years beginning on the date shown. |