Form 4 for SXC SunCoke Energy, Inc.
Accepted 2022-02-22 00:00:00 ET · period of report 2022-02-19 · accession 0001127602-22-005993 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-22 | 2022-02-19 | SXC | Gates Katherine T | SVP, CLO, Chi | M - OptEx | — | +9,934 | 86.3K | +13% | — |
| D | 2022-02-22 | 2022-02-19 | SXC | Gates Katherine T | SVP, CLO, Chi | F - Tax | $7.73 | -4,904 | 81.4K | -6% | -$37.9K |
| D | 2022-02-22 | 2022-02-19 | SXC | Gates Katherine T | SVP, CLO, Chi | M - OptEx | — | -9,934 | 9,933 | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-19 | M | A | 9,934 | — | 86,317 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 2 | Common | Common Stock | 2022-02-19 | F | D | 4,904 | $7.73 | 81,413 | D | — | — | (F2) Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs. |
| 3 | Derivative | RSU's (02.19.2020) | 2022-02-19 | M | D | 9,934 | — | 9,933 | D | — · 2021-02-19 to 2023-02-19 | 9,934 Common Stock | (F3) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |