Form 4 for ALKS Alkermes plc.
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001127602-22-006301 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-20+ | ALKS | Brown Iain Michael | SVP, CFO | F - Tax | $25.05 | -4,809 | 55.0K | -8% | -$120.5K |
| DM | 2022-02-23 | 2022-02-20+ | ALKS | Brown Iain Michael | SVP, CFO | M - OptEx | — | +16.4K | 62.0K | +36% | — |
| DM | 2022-02-23 | 2022-02-18 | ALKS | Brown Iain Michael | SVP, CFO | A - Grant | $0.00 | +124.6K | 99.7K | New | $0 |
| DM | 2022-02-23 | 2022-02-20+ | ALKS | Brown Iain Michael | SVP, CFO | M - OptEx | — | -16.4K | 9,178 | -64% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-02-22 | F | D | 2,049 | $25.01 | 59,906 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-02-20 | M | A | 4,589 | — | 52,946 | D | — | — | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. |
| 3 | Common | Ordinary Shares | 2022-02-20 | F | D | 1,348 | $25.08 | 51,598 | D | — | — | |
| 4 | Common | Ordinary Shares | 2022-02-21 | M | A | 4,800 | — | 56,398 | D | — | — | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. |
| 5 | Common | Ordinary Shares | 2022-02-21 | F | D | 1,412 | $25.08 | 54,986 | D | — | — | |
| 6 | Common | Ordinary Shares | 2022-02-22 | M | A | 6,969 | — | 61,955 | D | — | — | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. |
| 7 | Derivative | Restricted Stock Unit Award | 2022-02-18 | A | A | 24,921 | $0.00 | 24,921 | D | $0.00 · — to — | 24,921 Ordinary Shares | (F3) Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023. |
| 8 | Derivative | Restricted Stock Unit Award | 2022-02-22 | M | D | 6,969 | — | 20,908 | D | $0.00 · — to — | 6,969 Ordinary Shares | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. (F6) Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022. |
| 9 | Derivative | Restricted Stock Unit Award | 2022-02-21 | M | D | 4,800 | — | 4,800 | D | $0.00 · — to — | 4,800 Ordinary Shares | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. (F5) Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020. |
| 10 | Derivative | Restricted Stock Unit Award | 2022-02-20 | M | D | 4,589 | — | 9,178 | D | $0.00 · — to — | 4,589 Ordinary Shares | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. (F4) Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021. |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2022-02-18 | A | A | 99,682 | $0.00 | 99,682 | D | $25.08 · — to 2032-02-18 | 99,682 Ordinary Shares | (F2) Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023. |