Form 4 for ALKS Alkermes plc.
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001127602-22-006305 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-20+ | ALKS | Gaffin David Joseph | SVP, CLO, Alkermes, Inc | F - Tax | $25.06 | -6,226 | 87.8K | -7% | -$156.0K |
| DM | 2022-02-23 | 2022-02-20+ | ALKS | Gaffin David Joseph | SVP, CLO, Alkermes, Inc | M - OptEx | — | +21.2K | 89.8K | +31% | — |
| DM | 2022-02-23 | 2022-02-18 | ALKS | Gaffin David Joseph | SVP, CLO, Alkermes, Inc | A - Grant | $0.00 | +124.6K | 24.9K | New | $0 |
| DM | 2022-02-23 | 2022-02-20+ | ALKS | Gaffin David Joseph | SVP, CLO, Alkermes, Inc | M - OptEx | — | -21.2K | 6,875 | -76% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-02-22 | F | D | 2,143 | $25.01 | 97,766 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-02-22 | M | A | 7,286 | — | 99,909 | D | — | — | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. |
| 3 | Common | Ordinary Shares | 2022-02-21 | F | D | 2,022 | $25.08 | 92,623 | D | — | — | |
| 4 | Common | Ordinary Shares | 2022-02-21 | M | A | 6,875 | — | 94,645 | D | — | — | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. |
| 5 | Common | Ordinary Shares | 2022-02-20 | M | A | 7,036 | — | 89,831 | D | — | — | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. |
| 6 | Common | Ordinary Shares | 2022-02-20 | F | D | 2,061 | $25.08 | 87,770 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2022-02-18 | A | A | 99,682 | $0.00 | 99,682 | D | $25.08 · — to 2032-02-18 | 99,682 Ordinary Shares | (F2) Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023. |
| 8 | Derivative | Restricted Stock Unit Award | 2022-02-22 | M | D | 7,286 | — | 21,858 | D | $0.00 · — to — | 7,286 Ordinary Shares | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. (F6) Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022. |
| 9 | Derivative | Restricted Stock Unit Award | 2022-02-18 | A | A | 24,921 | $0.00 | 24,921 | D | $0.00 · — to — | 24,921 Ordinary Shares | (F3) Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023. |
| 10 | Derivative | Restricted Stock Unit Award | 2022-02-20 | M | D | 7,036 | — | 14,073 | D | $0.00 · — to — | 7,036 Ordinary Shares | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. (F4) Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021. |
| 11 | Derivative | Restricted Stock Unit Award | 2022-02-21 | M | D | 6,875 | — | 6,875 | D | $0.00 · — to — | 6,875 Ordinary Shares | (F1) Restricted stock units convert into ordinary shares on a one-for-one basis. (F5) Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020. |