Form 4 for VOYA Voya Financial, Inc.
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001127602-22-006684 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | VOYA | Katz Michael Robert | See Remarks | F - Tax | $68.32 | -4,697 | 19.0K | -20% | -$320.9K |
| D | 2022-02-24 | 2022-02-22 | VOYA | Katz Michael Robert | See Remarks | M - OptEx | $0.00 | +10.7K | 23.7K | +82% | $0 |
| D | 2022-02-24 | 2022-02-23 | VOYA | Katz Michael Robert | See Remarks | S - Sale+OE | $66.48 | -4,054 | 15.0K | -21% | -$269.5K |
| DM | 2022-02-24 | 2022-02-22 | VOYA | Katz Michael Robert | See Remarks | M - OptEx | $0.00 | -9,751 | 13.6K | -42% | $0 |
| DM | 2022-02-24 | 2022-02-22 | VOYA | Katz Michael Robert | See Remarks | A - Grant | $0.00 | +11.5K | 19.8K | +139% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | F | D | 4,697 | $68.32 | 19,046 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-22 | M | A | 10,692 | $0.00 | 23,743 | D | — | — | (F1) Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. |
| 3 | Common | Common Stock | 2022-02-23 | S | D | 4,054 | $66.48 | 14,992 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $66.4660 to $66.4850. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price. |
| 4 | Derivative | Restricted Stock Units | 2022-02-22 | M | D | 5,575 | $0.00 | 6,485 | D | — · — to — | 5,575 Common Stock | (F5) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| 5 | Derivative | Restricted Stock Units | 2022-02-22 | A | A | 5,325 | $0.00 | 11,810 | D | — · — to — | 5,325 Common Stock | (F6) Each stock unit represents a conditional right to receive one share of the company's common stock. (F8) 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. |
| 6 | Derivative | Performance Stock Unit | 2022-02-22 | M | D | 4,176 | $0.00 | 13,595 | D | — · — to — | 5,387 Common Stock | (F3) The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |
| 7 | Derivative | Performance Stock Unit | 2022-02-22 | A | A | 6,205 | $0.00 | 19,800 | D | — · — to — | 6,205 Common Stock | (F6) Each stock unit represents a conditional right to receive one share of the company's common stock. (F7) The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. |