Form 4 for EFSC ENTERPRISE FINANCIAL SERVICES CORP

Accepted 2022-02-28 00:00:00 ET · period of report 2022-02-16 · accession 0001127602-22-006972 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-02-28	2022-02-16	EFSC	BAUCHE DOUGLAS	Chief Credit Off	G - Gift	$50.19	-100	9,695	-1%	-$5,019
DM	2022-02-28	2022-02-24	EFSC	BAUCHE DOUGLAS	Chief Credit Off	A - Grant	$0.00	+16.0K	5,081	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-16	G	D	100	$50.19	9,695	D	—	—
2	Derivative	Restricted Share Units	2022-02-24	A	A	898	—	898	D	— · — to —	898 Common Stock	(F2) The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. (F3) The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
3	Derivative	Restricted Share Units	2022-02-24	A	A	9,978	—	9,978	D	— · — to —	9,978 Common Stock	(F2) The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. (F5) The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
4	Derivative	Non Qualified Stock Option (Right to Buy)	2022-02-24	A	A	5,081	$0.00	5,081	D	$48.34 · — to 2032-02-24	5,081 Common Stock	(F4) This option becomes exercisable after a three year period on 2/24/25.