InsiderTrades

Form 4 for EFSC ENTERPRISE FINANCIAL SERVICES CORP

Accepted 2022-02-28 00:00:00 ET · period of report 2022-02-24 · accession 0001127602-22-006980 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2022-02-28 2022-02-25 EFSC DUMLAO TROY SVP, CAO F - Tax $49.86 -246 2,911 -8% -$12.3K
DM 2022-02-28 2022-02-25 EFSC DUMLAO TROY SVP, CAO M - OptEx $0.00 +699 3,041 +30% $0
DM 2022-02-28 2022-02-25 EFSC DUMLAO TROY SVP, CAO M - OptEx $0.00 -699 368 -66% $0
DM 2022-02-28 2022-02-24 EFSC DUMLAO TROY SVP, CAO A - Grant $0.00 +1,999 733 New $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-02-25 F D 116 $49.86 3,125 D — — (F1) Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
2 Common Common Stock 2022-02-25 M A 330 $0.00 3,241 D — —
3 Common Common Stock 2022-02-25 F D 130 $49.86 2,911 D — — (F1) Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
4 Common Common Stock 2022-02-25 M A 369 $0.00 3,041 D — —
5 Derivative Restricted Share Units 2022-02-25 M D 330 $0.00 659 D — · — to — 330 Common Stock (F3) The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. (F7) The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
6 Derivative Restricted Share Units 2022-02-25 M D 369 $0.00 368 D — · — to — 369 Common Stock (F3) The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. (F6) The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
7 Derivative Non Qualified Stock Option (Right to Buy) 2022-02-24 A A 1,266 $0.00 1,266 D $48.34 · — to 2032-02-24 1,266 Common Stock (F5) The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
8 Derivative Restricted Share Units 2022-02-24 A A 733 — 733 D — · — to — 733 Common Stock (F3) The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. (F4) The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.