Form 4 for SXC SunCoke Energy, Inc.
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-25 · accession 0001127602-22-007277 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-01 | 2022-02-25 | SXC | Gates Katherine T | SVP, CLO, Chi | F - Tax | $7.83 | -6,319 | 109.6K | -5% | -$49.5K |
| D | 2022-03-01 | 2022-02-25 | SXC | Gates Katherine T | SVP, CLO, Chi | M - OptEx | — | +13.4K | 115.9K | +13% | — |
| D | 2022-03-01 | 2022-02-25 | SXC | Gates Katherine T | SVP, CLO, Chi | M - OptEx | — | -13.4K | 26.7K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-25 | F | D | 6,319 | $7.83 | 109,600 | D | — | — | (F2) Shares withheld by Registrant to satisfy statutory tax withholding requirements on vesting of RSUs. |
| 2 | Common | Common Stock | 2022-02-25 | M | A | 13,358 | — | 115,919 | D | — | — | (F1) Conversion rate is 1 for 1. |
| 3 | Derivative | RSU's (02.25.2021) | 2022-02-25 | M | D | 13,358 | — | 26,714 | D | — · 2022-02-25 to 2024-02-25 | 13,358 Common Stock | (F3) Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. (F1) Conversion rate is 1 for 1. |