Form 4 for HAPN Happen, Inc.
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-25 · accession 0001127602-22-007474 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-01 | 2022-02-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | +45.0K | 26.4K | New | $0 |
| DM | 2022-03-01 | 2022-02-25 | HAPN | CASEY THOMAS W | CFO, Dir | F - Tax | $18.06 | -19.3K | 21.2K | -48% | -$349.0K |
| DM | 2022-03-01 | 2022-02-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | -45.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-25 | M | A | 8,986 | $0.00 | 17,840 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2022-02-25 | M | A | 12,194 | $0.00 | 33,365 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2022-02-25 | M | A | 11,195 | $0.00 | 14,117 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2022-02-25 | F | D | 5,263 | $18.06 | 8,854 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 5 | Common | Common Stock | 2022-02-25 | F | D | 4,799 | $18.06 | 28,566 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 6 | Common | Common Stock | 2022-02-25 | F | D | 4,056 | $18.06 | 13,784 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 7 | Common | Common Stock | 2022-02-25 | M | A | 12,596 | $0.00 | 26,380 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2022-02-25 | F | D | 5,209 | $18.06 | 21,171 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2022-02-25 | M | D | 12,194 | $0.00 | 97,548 | D | $0.00 · — to — | 12,194 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2022-02-25 | M | D | 12,596 | $0.00 | 100,768 | D | $0.00 · — to — | 12,596 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2022-02-25 | M | D | 8,986 | $0.00 | 35,943 | D | $0.00 · — to — | 8,986 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2022-02-25 | M | D | 11,195 | $0.00 | 0 | D | $0.00 · — to — | 11,195 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |