Form 4 for PRU Prudential Financial
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0001127602-22-007610 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-02 | 2022-02-28 | PRU | SULLIVAN ANDREW F | EVP | M - OptEx | $0.00 | +4,503 | 17.9K | +34% | $0 |
| D | 2022-03-02 | 2022-02-28 | PRU | SULLIVAN ANDREW F | EVP | F - Tax | $111.66 | -2,069 | 15.8K | -12% | -$231.0K |
| D | 2022-03-02 | 2022-02-28 | PRU | SULLIVAN ANDREW F | EVP | M - OptEx | $0.00 | -4,503 | 9,006 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | M | A | 4,503 | $0.00 | 17,918 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 2 | Common | Common Stock | 2022-02-28 | F | D | 2,069 | $111.66 | 15,849 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 3 | Derivative | 2021 Restricted Stock Units | 2022-02-28 | M | D | 4,503 | $0.00 | 9,006 | D | — · — to — | 4,503 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F4) The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. |