Form 4 for FSLR First Solar
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-04 · accession 0001127602-22-008683 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-08 | 2022-03-04 | FSLR | Bradley Alexander R. | CFO | M - OptEx | $0.00 | +11.6K | 29.5K | +64% | $0 |
| DM | 2022-03-08 | 2022-03-04 | FSLR | Bradley Alexander R. | CFO | F - Tax | $71.85 | -5,140 | 28.5K | -15% | -$369.3K |
| DM | 2022-03-08 | 2022-03-07 | FSLR | Bradley Alexander R. | CFO | S - Sale+OE | $75.19 | -3,211 | 25.3K | -11% | -$241.4K |
| DM | 2022-03-08 | 2022-03-04 | FSLR | Bradley Alexander R. | CFO | M - OptEx | $0.00 | -11.6K | 5,862 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-04 | M | A | 2,409 | $0.00 | 24,530 | D | — | — | (F1) Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018. |
| 2 | Common | Common Stock | 2022-03-04 | F | D | 1,071 | $71.85 | 23,459 | D | — | — | (F2) Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. |
| 3 | Common | Common Stock | 2022-03-04 | M | A | 3,650 | $0.00 | 27,109 | D | — | — | (F3) Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019. |
| 4 | Common | Common Stock | 2022-03-04 | F | D | 1,623 | $71.85 | 25,486 | D | — | — | (F2) Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. |
| 5 | Common | Common Stock | 2022-03-07 | S | D | 1,529 | $75.20 | 26,512 | D | — | — | (F6) This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on May 5, 2021. (F9) This transaction was executed in multiple trades at prices ranging from $74.53 to $75.50. The price reported above reflects the weighted average sale price for the transactions reported on this line. |
| 6 | Common | Common Stock | 2022-03-04 | F | D | 1,794 | $71.85 | 27,727 | D | — | — | (F2) Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. |
| 7 | Common | Common Stock | 2022-03-04 | M | A | 1,466 | $0.00 | 29,193 | D | — | — | (F5) Represents shares of common stock issued upon vesting of 20% of the restricted stock units granted on March 6, 2021. |
| 8 | Common | Common Stock | 2022-03-04 | F | D | 652 | $71.85 | 28,541 | D | — | — | (F2) Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. |
| 9 | Common | Common Stock | 2022-03-07 | S | D | 160 | $72.88 | 28,381 | D | — | — | (F6) This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on May 5, 2021. (F7) This transaction was executed in multiple trades at prices ranging from $72.29 to $73.23. The price reported above reflects the weighted average sale price for the transactions reported on this line. |
| 10 | Common | Common Stock | 2022-03-07 | S | D | 340 | $73.84 | 28,041 | D | — | — | (F6) This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on May 5, 2021. (F8) This transaction was executed in multiple trades at prices ranging from $73.50 to $74.45. The price reported above reflects the weighted average sale price for the transactions reported on this line. |
| 11 | Common | Common Stock | 2022-03-07 | S | D | 1,182 | $75.88 | 25,330 | D | — | — | (F6) This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on May 5, 2021. (F10) This transaction was executed in multiple trades at prices ranging from $75.54 to $76.39. The price reported above reflects the weighted average sale price for the transactions reported on this line. |
| 12 | Common | Common Stock | 2022-03-04 | M | A | 4,035 | $0.00 | 29,521 | D | — | — | (F4) Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020. |
| 13 | Derivative | Restricted Stock Units | 2022-03-04 | M | D | 2,409 | $0.00 | 0 | D | — · — to — | 2,409 Common Stock | (F11) Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. (F12) The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
| 14 | Derivative | Restricted Stock Units | 2022-03-04 | M | D | 3,650 | $0.00 | 3,650 | D | — · — to — | 3,650 Common Stock | (F11) Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. (F13) The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
| 15 | Derivative | Restricted Stock Units | 2022-03-04 | M | D | 4,035 | $0.00 | 8,070 | D | — · — to — | 4,035 Common Stock | (F11) Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. (F14) The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
| 16 | Derivative | Restricted Stock Units | 2022-03-04 | M | D | 1,466 | $0.00 | 5,862 | D | — · — to — | 1,466 Common Stock | (F15) Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan. (F16) The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |