Form 4 for AJG Arthur J. Gallagher & Co.
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-14 · accession 0001127602-22-009534 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-16 | 2022-03-14 | AJG | Cavaness Joel D | VP | M - OptEx | $0.00 | 0 | 125.5K | New | $0 |
| D | 2022-03-16 | 2022-03-14 | AJG | Cavaness Joel D | VP | F - Tax | $154.74 | -3,791 | 121.7K | -3% | -$586.6K |
| DMI | 2022-03-16 | 2022-03-16 | AJG | Cavaness Joel D | VP | M - OptEx | $0.00 | 0 | 1,585 | New | $0 |
| DI | 2022-03-16 | 2022-03-16 | AJG | Cavaness Joel D | VP | F - Tax | $162.67 | -203 | 2,015 | -9% | -$33.0K |
| DI | 2022-03-16 | 2022-03-16 | AJG | Cavaness Joel D | VP | A - Grant | $0.00 | +65 | 1,650 | +4% | $0 |
| D | 2022-03-16 | 2022-03-14 | AJG | Cavaness Joel D | VP | A - Grant | $0.00 | +10.3K | 10.3K | New | $0 |
| DI | 2022-03-16 | 2022-03-16 | AJG | Cavaness Joel D | VP | A - Grant | — | +315.94 | 1,279 | +33% | — |
| D | 2022-03-16 | 2022-03-15 | AJG | Cavaness Joel D | VP | A - Grant | $0.00 | +9,490 | 9,490 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock (restricted) | 2022-03-14 | M | D | 10,350 | $0.00 | 0 | D By Spouse | — | — | |
| 2 | Common | Common Stock | 2022-03-14 | M | A | 10,350 | $0.00 | 125,478 | D By Spouse | — | — | |
| 3 | Common | Common Stock | 2022-03-14 | F | D | 3,791 | $154.74 | 121,687 | D By Spouse | — | — | |
| 4 | Common | Common Stock | 2022-03-16 | M | A | 600 | $0.00 | 2,217.63 | I | — | — | |
| 5 | Common | Common Stock | 2022-03-16 | F | D | 203 | $162.67 | 2,014.63 | I | — | — | |
| 6 | Common | Common Stock (restricted) | 2022-03-16 | A | A | 65 | $0.00 | 1,650 | I | — | — | (F2) Restricted stock unit award vesting five years after the date of grant. |
| 7 | Common | Common Stock (restricted) | 2022-03-14 | A | A | 10,350 | $0.00 | 10,350 | D By Spouse | — | — | (F1) Performance share units (awarded on March 14, 2019) earned and vested as of March 14, 2022. |
| 8 | Common | Common Stock (restricted) | 2022-03-16 | M | D | 600 | $0.00 | 1,585 | I | — | — | |
| 9 | Derivative | Phantom Stock | 2022-03-16 | A | A | 315.94 | — | 1,279.14 | I | — · — to — | 315.94 Common Stock | (F6) These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant. (F5) Each share of phantom stock represents a right to receive one share of Gallagher common stock. |
| 10 | Derivative | Non-qualified Stock Option | 2022-03-15 | A | A | 9,490 | $0.00 | 9,490 | D By Spouse | $158.56 · — to 2029-03-15 | 9,490 Common Stock | (F3) Consists of 9,185 stock options granted to the reporting person and 305 stock options granted to the reporting person's spouse. (F4) One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. |