Form 4 for AJG Arthur J. Gallagher & Co.
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-15 · accession 0001127602-22-009542 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-16 | 2022-03-16 | AJG | CARY RICHARD C | CAO, Ctrl | M - OptEx | $0.00 | 0 | 36.3K | New | $0 |
| D | 2022-03-16 | 2022-03-15 | AJG | CARY RICHARD C | CAO, Ctrl | A - Grant | $0.00 | +475 | 4,985 | +11% | $0 |
| D | 2022-03-16 | 2022-03-16 | AJG | CARY RICHARD C | CAO, Ctrl | I - Discretionary | $158.26 | +947.80 | 71.2K | +1% | +$150.0K |
| D | 2022-03-16 | 2022-03-15 | AJG | CARY RICHARD C | CAO, Ctrl | A - Grant | $0.00 | +2,265 | 2,265 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock (restricted) | 2022-03-16 | M | D | 1,150 | $0.00 | 3,835 | D | — | — | |
| 2 | Common | Common Stock (restricted) | 2022-03-15 | A | A | 475 | $0.00 | 4,985 | D | — | — | (F1) Restricted stock unit award vesting five years after the date of grant. |
| 3 | Common | Common Stock | 2022-03-16 | M | A | 1,150 | $0.00 | 36,310 | D | — | — | |
| 4 | Derivative | Phantom Stock | 2022-03-16 | I | A | 947.80 | $158.26 | 71,165.48 | D | — · — to — | 947.80 Common Stock | (F4) These shares represent awards under the Age 62 Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the reporting person. Participants vest in these awards when they attain age 62, or after a one-year period for participants who have attained age 61. (F3) Each share of phantom stock represents a right to receive one share of Gallagher common stock. |
| 5 | Derivative | Non-qualified Stock Option | 2022-03-15 | A | A | 2,265 | $0.00 | 2,265 | D | $158.56 · — to 2029-03-15 | 2,265 Common Stock | (F2) One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date. |