Form 4 for WFC Wells Fargo
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001127602-22-009598 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-17 | 2022-03-15 | WFC | Hranicky Kyle G | Sr. EVP | M - OptEx | $0.00 | +15.3K | 98.7K | +18% | $0 |
| DM | 2022-03-17 | 2022-03-15 | WFC | Hranicky Kyle G | Sr. EVP | F - Tax | $50.11 | -6,014 | 97.7K | -6% | -$301.4K |
| DM | 2022-03-17 | 2022-03-15 | WFC | Hranicky Kyle G | Sr. EVP | M - OptEx | $0.00 | -15.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $1 2/3 Par Value | 2022-03-15 | M | A | 7,703.49 | $0.00 | 99,141.49 | D | — | — | (F1) These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2022 upon settlement of a Performance Share award granted on February 26, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 2, 2022). (F2) Includes 58 shares acquired through the Company's dividend reinvestment plan on 3/1/2022. |
| 2 | Common | Common Stock, $1 2/3 Par Value | 2022-03-15 | F | D | 3,031.49 | $50.11 | 96,110 | D | — | — | |
| 3 | Common | Common Stock, $1 2/3 Par Value | 2022-03-15 | F | D | 1,972.19 | $50.11 | 100,705 | D | — | — | |
| 4 | Common | Common Stock, $1 2/3 Par Value | 2022-03-15 | F | D | 1,010.47 | $50.11 | 97,667 | D | — | — | |
| 5 | Common | Common Stock, $1 2/3 Par Value | 2022-03-15 | M | A | 5,010.19 | $0.00 | 102,677.19 | D | — | — | (F4) Number of shares represents a RSR vesting on March 15, 2022. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). |
| 6 | Common | Common Stock, $1 2/3 Par Value | 2022-03-15 | M | A | 2,567.47 | $0.00 | 98,677.47 | D | — | — | (F3) Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2022. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). |
| 7 | Derivative | Restricted Share Right | 2022-03-15 | M | D | 5,010.19 | $0.00 | 5,010.19 | D | — · — to — | 5,010.19 Common Stock, $1 2/3 Par Value | (F10) Each RSR represents a contingent right to receive one share of Company common stock. (F12) These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. |
| 8 | Derivative | Restricted Share Right | 2022-03-15 | M | D | 2,567.47 | $0.00 | 0 | D | — · — to — | 2,567.47 Common Stock, $1 2/3 Par Value | (F10) Each RSR represents a contingent right to receive one share of Company common stock. (F11) These RSRs vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. |
| 9 | Derivative | 2019 Performance Shares | 2022-03-15 | M | D | 7,703.49 | $0.00 | 0 | D | — · — to — | 7,703.49 Common Stock, $1 2/3 Par Value | (F8) Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. (F9) Represents the number of 2019 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2021 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2019, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company, shares of Company common stock as required under the Company's Stock Ownership Policy. |