Form 4 for CBU COMMUNITY FINANCIAL SYSTEM, INC.
Accepted 2022-03-30 00:00:00 ET · period of report 2022-03-28 · accession 0001127602-22-010644 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-30 | 2022-03-28 | CBU | LEVY JEFFREY M | Pres, Commercial Banking | M - OptEx | $54.78 | +954 | 4,529 | +27% | +$52.3K |
| D | 2022-03-30 | 2022-03-28 | CBU | LEVY JEFFREY M | Pres, Commercial Banking | S - Sale+OE | $70.54 | -954 | 3,575 | -21% | -$67.3K |
| DM | 2022-03-30 | 2022-03-28 | CBU | LEVY JEFFREY M | Pres, Commercial Banking | M - OptEx | $0.00 | -954 | 772 | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-28 | M | A | 386 | $59.41 | 3,961 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-28 | M | A | 568 | $51.64 | 4,529 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-28 | S | D | 954 | $70.54 | 3,575 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.49 to $70.58, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Derivative | Stock Option | 2022-03-28 | M | D | 568 | $0.00 | 1,705 | D | $51.64 · — to 2030-03-17 | 568 Common Stock | (F4) The option vested ratably on March 17, 2021, 2022, 2023, 2024 and 2025. |
| 5 | Derivative | Stock Option | 2022-03-28 | M | D | 386 | $0.00 | 772 | D | $59.41 · — to 2029-03-20 | 386 Common Stock | (F3) The option vested ratably on March 20, 2020, 2021, 2022, 2023 and 2024. |