Form 4 for YUM Yum! Brands
Accepted 2022-04-04 00:00:00 ET · period of report 2022-04-01 · accession 0001127602-22-011076 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-04 | 2022-04-01 | YUM | Russell David Eric | VP, Ctrl | M - OptEx | $118.53 | +4,608 | 17.6K | +36% | +$546.2K |
| DM | 2022-04-04 | 2022-04-01 | YUM | Russell David Eric | VP, Ctrl | F - Tax | $118.53 | -1,246 | 17.3K | -7% | -$147.7K |
| DM | 2022-04-04 | 2022-04-01 | YUM | Russell David Eric | VP, Ctrl | M - OptEx | $0.00 | -4,608 | 0.22 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-01 | M | A | 3,456 | $118.53 | 17,360 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-01 | F | D | 934 | $118.53 | 16,426 | D | — | — | |
| 3 | Common | Common Stock | 2022-04-01 | M | A | 1,152 | $118.53 | 17,578 | D | — | — | |
| 4 | Common | Common Stock | 2022-04-01 | F | D | 312 | $118.53 | 17,266 | D | — | — | |
| 5 | Derivative | Phantom Stock | 2022-04-01 | M | D | 3,456 | $0.00 | 0.66 | D | — · — to — | 3,456 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Payments are made in accordance with elections on file. (F3) Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. |
| 6 | Derivative | Phantom Stock | 2022-04-01 | M | D | 1,152 | $0.00 | 0.22 | D | — · — to — | 1,152 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Payments are made in accordance with elections on file. (F3) Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates. |