Form 4 for EFSC ENTERPRISE FINANCIAL SERVICES CORP
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0001127602-22-011391 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-05 | 2022-04-01 | EFSC | DUMLAO TROY | SVP, CAO | M - OptEx | $0.00 | +366 | 3,491 | +12% | $0 |
| D | 2022-04-05 | 2022-04-01 | EFSC | DUMLAO TROY | SVP, CAO | F - Tax | $47.06 | -106 | 3,385 | -3% | -$4,988 |
| D | 2022-04-05 | 2022-04-01 | EFSC | DUMLAO TROY | SVP, CAO | M - OptEx | $0.00 | -366 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-01 | M | A | 366 | $0.00 | 3,491 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-01 | F | D | 106 | $47.06 | 3,385 | D | — | — | (F1) Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
| 3 | Derivative | Restricted Share Units | 2022-04-01 | M | D | 366 | $0.00 | 0 | D | — · — to — | 366 Common Stock | (F3) The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. (F4) The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |