Form 4 for MMM 3M
Accepted 2022-05-04 00:00:00 ET · period of report 2022-05-03 · accession 0001127602-22-013149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-04 | 2022-05-03 | MMM | Roman Michael F | COB, CEO, Dir | S - Sale+OE | $146.21 | -10.6K | 90.4K | -11% | -$1.55M |
| D | 2022-05-04 | 2022-05-03 | MMM | Roman Michael F | COB, CEO, Dir | M - OptEx | $101.49 | +10.6K | 101.0K | +12% | +$1.08M |
| D | 2022-05-04 | 2022-05-03 | MMM | Roman Michael F | COB, CEO, Dir | M - OptEx | $0.00 | -10.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-03 | S | D | 10,610 | $146.21 | 90,360.75 | D | — | — | (F1) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2021. (F3) Includes shares acquired under 3M's General Employee Stock Purchase Plan. (F2) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. |
| 2 | Common | Common Stock | 2022-05-03 | M | A | 10,610 | $101.49 | 100,970.75 | D | — | — | (F1) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2021. |
| 3 | Derivative | Non-qualified Stock Option (Right to Buy) | 2022-05-03 | M | D | 10,610 | $0.00 | 0 | D | $101.49 · 2014-02-05 to 2023-02-03 | 10,610 Common Stock |