Form 4 for HAPN Happen, Inc.
Accepted 2022-05-27 00:00:00 ET · period of report 2022-05-25 · accession 0001127602-22-015916 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-27 | 2022-05-25 | HAPN | Sanborn Scott | CEO, Dir | M - OptEx | $0.00 | +153.7K | 995.2K | +18% | $0 |
| DM | 2022-05-27 | 2022-05-25 | HAPN | Sanborn Scott | CEO, Dir | F - Tax | $12.71 | -73.8K | 942.8K | -7% | -$938.0K |
| D | 2022-05-27 | 2022-05-25 | HAPN | Sanborn Scott | CEO, Dir | D - Sale to Iss | $12.71 | -13.5K | 885.1K | -2% | -$171.5K |
| DM | 2022-05-27 | 2022-05-25 | HAPN | Sanborn Scott | CEO, Dir | M - OptEx | $0.00 | -153.7K | 90.8K | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-25 | M | A | 9,984 | $0.00 | 890,325 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2022-05-25 | F | D | 5,257 | $12.71 | 885,068 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2022-05-25 | M | A | 13,496 | $0.00 | 898,564 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2022-05-25 | D | D | 13,496 | $12.71 | 885,068 | D | — | — | (F3) Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. |
| 5 | Common | Common Stock | 2022-05-25 | F | D | 4,345 | $12.71 | 946,710 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 6 | Common | Common Stock | 2022-05-25 | F | D | 58,008 | $12.71 | 937,236 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 7 | Common | Common Stock | 2022-05-25 | M | A | 11,758 | $0.00 | 948,994 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2022-05-25 | F | D | 6,191 | $12.71 | 942,803 | D | — | — | (F2) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 9 | Common | Common Stock | 2022-05-25 | M | A | 8,252 | $0.00 | 951,055 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2022-05-25 | M | A | 110,176 | $0.00 | 995,244 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 13,496 | $0.00 | 94,470 | D | $0.00 · — to — | 13,496 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 9,984 | $0.00 | 29,953 | D | $0.00 · — to — | 9,984 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 110,176 | $0.00 | 330,531 | D | $0.00 · — to — | 110,176 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F5) Not applicable. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 11,758 | $0.00 | 82,306 | D | $0.00 · — to — | 11,758 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 8,252 | $0.00 | 90,780 | D | $0.00 · — to — | 8,252 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F9) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |