Form 4 for HAPN Happen, Inc.
Accepted 2022-05-27 00:00:00 ET · period of report 2022-03-02 · accession 0001127602-22-015917 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-27 | 2022-05-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | +78.4K | 51.4K | New | $0 |
| DM | 2022-05-27 | 2022-05-25 | HAPN | CASEY THOMAS W | CFO, Dir | F - Tax | $12.71 | -31.6K | 49.8K | -39% | -$401.1K |
| D | 2022-05-27 | 2022-03-02 | HAPN | CASEY THOMAS W | CFO, Dir | G - Gift | $0.00 | -25.6K | 2,922 | -90% | $0 |
| DM | 2022-05-27 | 2022-05-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | -78.4K | 94.1K | -45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-25 | M | A | 8,986 | $0.00 | 11,908 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2022-05-25 | F | D | 4,017 | $12.71 | 7,891 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 3 | Common | Common Stock | 2022-05-25 | M | A | 12,596 | $0.00 | 20,487 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2022-05-25 | F | D | 5,182 | $12.71 | 15,305 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 5 | Common | Common Stock | 2022-05-25 | F | D | 14,189 | $12.71 | 37,174 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 6 | Common | Common Stock | 2022-05-25 | M | A | 12,193 | $0.00 | 49,367 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2022-05-25 | F | D | 4,798 | $12.71 | 44,569 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 8 | Common | Common Stock | 2022-05-25 | M | A | 8,558 | $0.00 | 53,127 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 9 | Common | Common Stock | 2022-05-25 | F | D | 3,368 | $12.71 | 49,759 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 10 | Common | Common Stock | 2022-03-02 | G | D | 25,644 | $0.00 | 2,922 | D | — | — | (F1) Transaction represents the transfer of 25,644 shares by the Reporting Person of Issuer common stock by bona fide gift. |
| 11 | Common | Common Stock | 2022-05-25 | M | A | 36,058 | $0.00 | 51,363 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 8,986 | $0.00 | 26,957 | D | $0.00 · — to — | 8,986 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 13 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 12,596 | $0.00 | 88,172 | D | $0.00 · — to — | 12,596 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 14 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 36,058 | $0.00 | 108,174 | D | $0.00 · — to — | 36,058 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F5) Not applicable. |
| 15 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 12,193 | $0.00 | 85,355 | D | $0.00 · — to — | 12,193 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 16 | Derivative | Restricted Stock Unit (RSU) | 2022-05-25 | M | D | 8,558 | $0.00 | 94,142 | D | $0.00 · — to — | 8,558 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F9) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |