Form 4 for AES AES Corporation
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0001127602-22-016637 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-03 | 2022-06-01 | AES | MILLER JAMES H | Dir | M - OptEx | $14.26 | +19.3K | 19.3K | New | +$274.9K |
| D | 2022-06-03 | 2022-06-01 | AES | MILLER JAMES H | Dir | S - Sale+OE | $21.68 | -19.3K | 0 | -100% | -$418.0K |
| D | 2022-06-03 | 2022-06-01 | AES | MILLER JAMES H | Dir | M - OptEx | $0.00 | -19.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-01 | M | A | 19,280 | $14.26 | 19,280 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-01 | S | D | 19,280 | $21.68 | 0 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-06-01 | M | D | 19,280 | $0.00 | 0 | D | $14.26 · — to 2024-04-17 | 19,280 Common Stock | (F1) This stock option award was granted on April 17, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal installments on April 17, 2015, April 17, 2016 and April 17, 2017. |