Form 4 for HBB Hamilton Beach Brands Holding Co
Accepted 2022-06-06 00:00:00 ET · period of report 2022-06-03 · accession 0001127602-22-016815 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-06-06 | 2022-06-03 | HBB | RANKIN ALISON A | Member of a Group | J - Other | — | -256.4K | 0 | -100% | — |
| DMI | 2022-06-06 | 2022-06-03 | HBB | RANKIN ALISON A | Member of a Group | J - Other | — | +256.4K | 20.1K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-03 | J | D | 19,793 | — | 0 | I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust | — | — | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 2 | Common | Class A Common Stock | 2022-06-03 | J | A | 10,187 | — | 214,032 | I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin | — | — | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 3 | Common | Class A Common Stock | 2022-06-03 | J | D | 85,056 | — | 0 | I Proportionate limited partnership interest in shares held by RA IV, L.P. held in trust | — | — | (F2) N/A |
| 4 | Common | Class A Common Stock | 2022-06-03 | J | D | 75,504 | — | 0 | I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. | — | — | (F2) N/A |
| 5 | Common | Class A Common Stock | 2022-06-03 | J | D | 32,395 | — | 0 | I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P | — | — | (F2) N/A |
| 6 | Common | Class A Common Stock | 2022-06-03 | J | D | 25 | — | 0 | I Spouse's proportionate general partnership interest in shares of Rankin Associates IV, L.P. | — | — | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 7 | Common | Class A Common Stock | 2022-06-03 | J | D | 2,000 | — | 0 | I Spouse's proportionate general partnership interest shares held by Rankin Associates I, L.P. | — | — | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 8 | Common | Class A Common Stock | 2022-06-03 | J | D | 2,808 | — | 0 | I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P | — | — | (F2) N/A |
| 9 | Common | Class A Common Stock | 2022-06-03 | J | D | 1,975 | — | 0 | I Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP | — | — | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 10 | Common | Class A Common Stock | 2022-06-03 | J | D | 9,431 | — | 0 | I Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin | — | — | (F2) N/A |
| 11 | Common | Class A Common Stock | 2022-06-03 | J | D | 9,431 | — | 0 | I Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin | — | — | (F2) N/A |
| 12 | Common | Class A Common Stock | 2022-06-03 | J | A | 324 | — | 780 | I Spouse serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin | — | — | (F2) N/A |
| 13 | Common | Class A Common Stock | 2022-06-03 | J | A | 324 | — | 780 | I Spouse serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin | — | — | (F2) N/A |
| 14 | Common | Class A Common Stock | 2022-06-03 | J | A | 3,933 | — | 8,841 | I Co-Trustee for the benefit of Reporting Person's daughter | — | — | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 15 | Common | Class A Common Stock | 2022-06-03 | J | A | 2,046 | — | 5,067 | I Co-Trustee for the benefit of Reporting Person's daughter | — | — | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 16 | Common | Class A Common Stock | 2022-06-03 | J | A | 200 | — | 400 | I Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin | — | — | (F2) N/A |
| 17 | Common | Class A Common Stock | 2022-06-03 | J | A | 200 | — | 400 | I Reporting Person's spouse serves as Trustee for the benefit of Elisabeth M. Rankin | — | — | (F2) N/A |
| 18 | Common | Class A Common Stock | 2022-06-03 | J | D | 10,048 | — | 456 | I Spouse serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin | — | — | (F2) N/A |
| 19 | Common | Class A Common Stock | 2022-06-03 | J | D | 10,048 | — | 456 | I Spouse serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin | — | — | (F2) N/A |
| 20 | Common | Class A Common Stock | 2022-06-03 | J | A | 6,613 | — | 13,226 | I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin | — | — | (F2) N/A |
| 21 | Common | Class A Common Stock | 2022-06-03 | J | D | 21,682 | — | 0 | I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust | — | — | (F1) Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 29, 2017, as amended. (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 22 | Derivative | Class B Common Stock | 2022-06-03 | J | D | 324 | — | 20,097 | I Spouse serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin | — · — to — | 324 Class A Common Stock | (F2) N/A |
| 23 | Derivative | Class B Common Stock | 2022-06-03 | J | D | 3,933 | — | 0 | I Co-Trustee for the benefit of Reporting Person's daughter | — · — to — | 3,933 Class A Common Stock | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 24 | Derivative | Class B Common Stock | 2022-06-03 | J | D | 2,046 | — | 0 | I Co-Trustee for the benefit of Reporting Person's daughter | — · — to — | 2,046 Class A Common Stock | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 25 | Derivative | Class B Common Stock | 2022-06-03 | J | D | 200 | — | 0 | I Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin | — · — to — | 200 Class A Common Stock | (F2) N/A |
| 26 | Derivative | Class B Common Stock | 2022-06-03 | J | D | 200 | — | 0 | I Reporting Person's spouse serves as Trustee for the benefit of Elisabeth M. Rankin | — · — to — | 200 Class A Common Stock | (F2) N/A |
| 27 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 10,048 | — | 20,421 | I Spouse serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin | — · — to — | 10,048 Class A Common Stock | (F2) N/A |
| 28 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 10,048 | — | 20,421 | I Spouse serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin | — · — to — | 10,048 Class A Common Stock | (F2) N/A |
| 29 | Derivative | Class B Common Stock | 2022-06-03 | J | D | 6,613 | — | 0 | I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin | — · — to — | 6,613 Class A Common Stock | (F2) N/A |
| 30 | Derivative | Class B Common Stock | 2022-06-03 | J | D | 10,187 | — | 183,399 | I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin | — · — to — | 10,187 Class A Common Stock | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 31 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 19,793 | — | 39,586 | I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust | — · — to — | 19,793 Class A Common Stock | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 32 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 21,682 | — | 43,364 | I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust | — · — to — | 21,682 Class A Common Stock | (F1) Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 29, 2017, as amended. (F3) Reporting Person disclaims beneficial ownership of all such shares. (F2) N/A |
| 33 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 85,056 | — | 170,112 | I Proportionate limited partnership interest in shares held by RA IV, L.P. held in trust | — · — to — | 85,056 Class A Common Stock | (F2) N/A |
| 34 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 75,504 | — | 151,008 | I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P | — · — to — | 75,504 Class A Common Stock | (F2) N/A |
| 35 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 32,395 | — | 64,790 | I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. | — · — to — | 32,395 Class A Common Stock | (F2) N/A |
| 36 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 25 | — | 50 | I Spouse's proportionate general partnership interest in shares of Rankin Associates IV, L.P. | — · — to — | 25 Class A Common Stock | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 37 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 2,000 | — | 4,000 | I Spouse's proportionate general partnership interest shares held by Rankin Associates I, L.P. | — · — to — | 2,000 Class A Common Stock | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 38 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 2,808 | — | 5,616 | I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P | — · — to — | 2,808 Class A Common Stock | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 39 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 1,975 | — | 3,950 | I Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP | — · — to — | 1,975 Class A Common Stock | (F2) N/A (F3) Reporting Person disclaims beneficial ownership of all such shares. |
| 40 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 9,431 | — | 18,862 | I Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin | — · — to — | 9,431 Class A Common Stock | (F2) N/A |
| 41 | Derivative | Class B Common Stock | 2022-06-03 | J | A | 9,431 | — | 18,862 | I Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin | — · — to — | 9,431 Class A Common Stock | (F2) N/A |
| 42 | Derivative | Class B Common Stock | 2022-06-03 | J | D | 324 | — | 20,097 | I Spouse serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin | — · — to — | 324 Class A Common Stock | (F2) N/A |