Form 4 for MAT MATTEL INC /DE/
Accepted 2022-08-03 00:00:00 ET · period of report 2022-08-01 · accession 0001127602-22-020446 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-03 | 2022-08-01+ | MAT | Hugh Yoon J. | SVP, Corp. Ctrl | M - OptEx | — | +6,577 | 26.2K | +33% | — |
| DM | 2022-08-03 | 2022-08-01+ | MAT | Hugh Yoon J. | SVP, Corp. Ctrl | F - Tax | $23.15 | -2,275 | 26.8K | -8% | -$52.7K |
| DM | 2022-08-03 | 2022-08-01+ | MAT | Hugh Yoon J. | SVP, Corp. Ctrl | M - OptEx | $0.00 | -6,577 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-02 | M | A | 2,824 | — | 27,772 | D | — | — | (F3) As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 8,558 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 2,824 shares of Mattel, Inc. Common Stock. |
| 2 | Common | Common Stock | 2022-08-01 | F | D | 1,298 | $23.16 | 24,948 | D | — | — | (F2) Pursuant to the terms of the August 1, 2019 RSU grant, 1,298 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 3 | Common | Common Stock | 2022-08-02 | F | D | 977 | $23.13 | 26,795 | D | — | — | (F4) Pursuant to the terms of the August 2, 2021 RSU grant, 977 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| 4 | Common | Common Stock | 2022-08-01 | M | A | 3,753 | — | 26,246 | D | — | — | (F1) As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 11,038 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 3,753 shares of Mattel, Inc. Common Stock. |
| 5 | Derivative | Restricted Stock Units | 2022-08-02 | M | D | 2,824 | $0.00 | 5,734 | D | — · — to — | 2,824 Common Stock | (F3) As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 8,558 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 2,824 shares of Mattel, Inc. Common Stock. |
| 6 | Derivative | Restricted Stock Units - Granted 08/01/2019 | 2022-08-01 | M | D | 3,753 | $0.00 | 0 | D | — · — to — | 3,753 Common Stock | (F1) As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 11,038 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 3,753 shares of Mattel, Inc. Common Stock. |