Form 4 for YUM Yum! Brands
Accepted 2022-08-10 00:00:00 ET · period of report 2021-03-12 · accession 0001127602-22-020746 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-10 | 2022-08-09 | YUM | King Mark James | CEO - Taco Bell | F - Tax | $116.93 | -3,665 | 11.8K | -24% | -$428.5K |
| D | 2022-08-10 | 2022-08-09 | YUM | King Mark James | CEO - Taco Bell | M - OptEx | $116.93 | +7,391 | 15.4K | +92% | +$864.2K |
| DM | 2022-08-10 | 2021-03-12+ | YUM | King Mark James | CEO - Taco Bell | J - Other | $113.38 | +237.16 | 14.7K | +2% | +$26.9K |
| D | 2022-08-10 | 2022-08-09 | YUM | King Mark James | CEO - Taco Bell | M - OptEx | $0.00 | -7,391 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-09 | F | D | 3,665 | $116.93 | 11,759.71 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-09 | M | A | 7,390.71 | $116.93 | 15,424.71 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-06-10 | J | A | 17.95 | $114.41 | 3,620.53 | D | — · — to 2032-02-11 | 17.95 Common Stock | (F3) Conversion occurs on a one-for-one basis. (F4) Vesting occurs 25% per year beginning one year from grant date. |
| 4 | Derivative | Restricted Stock Units | 2022-06-10 | J | A | 36.64 | $114.41 | 7,612.35 | D | $119.02 · — to — | 36.64 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 5 | Derivative | Restricted Stock Units | 2022-03-11 | J | A | 17.58 | $116.26 | 3,602.58 | D | — · — to 2032-02-11 | 17.58 Common Stock | (F3) Conversion occurs on a one-for-one basis. (F4) Vesting occurs 25% per year beginning one year from grant date. |
| 6 | Derivative | Restricted Stock Units | 2022-03-11 | J | A | 35.88 | $116.26 | 7,575.71 | D | $119.02 · — to — | 35.88 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 7 | Derivative | Restricted Stock Units | 2021-06-11 | J | A | 60.44 | $119.65 | 14,745.64 | D | $119.02 · — to — | 60.44 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 8 | Derivative | Restricted Stock Units | 2021-03-12 | J | A | 68.67 | $104.81 | 14,685.20 | D | $119.02 · — to — | 68.67 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |
| 9 | Derivative | Restricted Stock Units | 2022-08-09 | M | D | 7,390.71 | $0.00 | 0 | D | $119.02 · — to — | 7,390.71 Common Stock | (F1) Vesting occurs 33% per year beginning one year from grant date. (F2) Shares underlying grant will fully distribute 08/09/2022. |