Form 4 for MMM 3M
Accepted 2022-08-18 00:00:00 ET · period of report 2022-08-17 · accession 0001127602-22-021267 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-18 | 2022-08-17 | MMM | Hammes Eric D. | EVP, Chief Count Gov Svc Off | S - Sale+OE | $147.31 | -3,145 | 8,818 | -26% | -$463.3K |
| D | 2022-08-18 | 2022-08-17 | MMM | Hammes Eric D. | EVP, Chief Count Gov Svc Off | M - OptEx | $101.49 | +3,145 | 12.0K | +36% | +$319.2K |
| D | 2022-08-18 | 2022-08-17 | MMM | Hammes Eric D. | EVP, Chief Count Gov Svc Off | M - OptEx | $0.00 | +3,145 | 6,290 | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-17 | S | D | 100 | $147.34 | 8,838.40 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-17 | S | D | 1,964 | $147.30 | 9,999.40 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-17 | M | A | 3,145 | $101.49 | 11,963.40 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-17 | S | D | 51 | $147.34 | 8,938.40 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-17 | S | D | 205 | $147.33 | 8,989.40 | D | — | — | |
| 6 | Common | Common Stock | 2022-08-17 | S | D | 498 | $147.32 | 9,194.40 | D | — | — | |
| 7 | Common | Common Stock | 2022-08-17 | S | D | 100 | $147.31 | 9,692.40 | D | — | — | |
| 8 | Common | Common Stock | 2022-08-17 | S | D | 207 | $147.31 | 9,792.40 | D | — | — | |
| 9 | Common | Common Stock | 2022-08-17 | S | D | 20 | $147.35 | 8,818.40 | D | — | — | (F2) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. (F1) Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| 10 | Derivative | Non-qualified Stock Option (Right to Buy) | 2022-08-17 | M | A | 3,145 | $0.00 | 6,290 | D | $101.49 · 2014-02-05 to 2023-02-03 | 3,145 Common Stock |