Form 4 for HAPN Happen, Inc.
Accepted 2022-08-29 00:00:00 ET · period of report 2022-06-02 · accession 0001127602-22-021740 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-29 | 2022-08-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | +78.4K | 72.8K | New | $0 |
| D | 2022-08-29 | 2022-06-02 | HAPN | CASEY THOMAS W | CFO, Dir | G - Gift | $0.00 | -46.8K | 2,922 | -94% | $0 |
| D | 2022-08-29 | 2022-08-25 | HAPN | CASEY THOMAS W | CFO, Dir | F - Tax | $14.01 | -31.5K | 49.8K | -39% | -$441.3K |
| DM | 2022-08-29 | 2022-08-25 | HAPN | CASEY THOMAS W | CFO, Dir | M - OptEx | $0.00 | -78.4K | 75.6K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-25 | M | A | 8,558 | $0.00 | 81,313 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2022-08-25 | M | A | 8,985 | $0.00 | 11,907 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2022-06-02 | G | D | 46,837 | $0.00 | 2,922 | D | — | — | (F1) Transaction represents the transfer of 46,837 shares by the Reporting Person of Issuer common stock by bona fide gift. |
| 4 | Common | Common Stock | 2022-08-25 | F | D | 31,497 | $14.01 | 49,816 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 5 | Common | Common Stock | 2022-08-25 | M | A | 36,058 | $0.00 | 60,561 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2022-08-25 | M | A | 12,596 | $0.00 | 24,503 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2022-08-25 | M | A | 12,194 | $0.00 | 72,755 | D | — | — | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2022-08-25 | M | D | 36,058 | $0.00 | 72,116 | D | $0.00 · — to — | 36,058 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F5) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2022-08-25 | M | D | 12,194 | $0.00 | 73,161 | D | $0.00 · — to — | 12,194 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2022-08-25 | M | D | 8,558 | $0.00 | 85,584 | D | $0.00 · — to — | 8,558 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F9) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2022-08-25 | M | D | 8,985 | $0.00 | 17,972 | D | $0.00 · — to — | 8,985 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2022-08-25 | M | D | 12,596 | $0.00 | 75,576 | D | $0.00 · — to — | 12,596 Common Stock | (F2) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |