Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2022-08-30 00:00:00 ET · period of report 2022-08-28 · accession 0001127602-22-021796 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-30 | 2022-08-28 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | M - OptEx | $0.00 | +17.2K | 57.3K | +43% | $0 |
| DM | 2022-08-30 | 2022-08-28 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | F - Tax | $14.55 | -5,170 | 54.8K | -9% | -$75.2K |
| DM | 2022-08-30 | 2022-08-28 | VIAV | Siebert Kevin Christopher | SVP Gen. Counsel, Sec | M - OptEx | $0.00 | -17.2K | 13.8K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-28 | M | A | 2,094 | $0.00 | 49,772 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 2 | Common | Common Stock | 2022-08-28 | F | D | 631 | $14.55 | 49,141 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 3 | Common | Common Stock | 2022-08-28 | F | D | 2,083 | $14.55 | 59,679 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. (F3) This reporting person previously filed a Form 4 on June 3, 2022, which incorrectly reported the number of shares of common stock beneficially owned by the reporting person following the applicable transaction. This Form 4 reports the correct amount of number of shares of common stock beneficially owned by the reporting person after taking into account all applicable transactions to date. |
| 4 | Common | Common Stock | 2022-08-28 | F | D | 2,456 | $14.55 | 54,843 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 5 | Common | Common Stock | 2022-08-28 | M | A | 6,919 | $0.00 | 61,762 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 6 | Common | Common Stock | 2022-08-28 | M | A | 8,158 | $0.00 | 57,299 | D | — | — | (F1) Each unit converts upon vesting into one share of common stock. |
| 7 | Derivative | Restricted Stock Units | 2022-08-28 | M | D | 2,094 | $0.00 | 0 | D | $0.00 · — to — | 2,094 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F4) 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years. (F5) There are no expiration dates on RSUs |
| 8 | Derivative | Restricted Stock Units | 2022-08-28 | M | D | 8,158 | $0.00 | 8,158 | D | $0.00 · — to — | 8,158 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F6) Units subject to the Award shall vest annually in three equal installments over three years. (F5) There are no expiration dates on RSUs |
| 9 | Derivative | Restricted Stock Units | 2022-08-28 | M | D | 6,919 | $0.00 | 13,840 | D | $0.00 · — to — | 6,919 Common Stock | (F1) Each unit converts upon vesting into one share of common stock. (F7) Units subject to the Award shall vest annually in three equal installments over three years. (F5) There are no expiration dates on RSUs |