Form 4 for MMM 3M
Accepted 2022-09-06 00:00:00 ET · period of report 2022-09-01 · accession 0001127602-22-022089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-06 | 2022-09-01 | MMM | Vale Michael G. | Group Pres | D - Sale to Iss | — | -491 | 64.8K | -0.8% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-01 | D | D | 491 | — | 64,830.11 | D | — | — | (F1) The reporting person tendered 491 shares of common stock in an exchange offer conducted by 3M, pursuant to which shareholders were offered the opportunity to exchange their shares of common stock for 6.7713 shares of common stock of Garden SpinCo Corporation per share of 3M common stock tendered, subject to a proration factor. The shares of Garden SpinCo Corporation common stock were subsequently exchanged for shares of common stock of Neogen Corporation on a one for one basis, pursuant to the merger of a wholly owned subsidiary of Neogen with and into Garden SpinCo Corporation. On September 6, 2022, 3M announced a final proration factor of 7.346065% for the exchange offer. (F3) Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. (F2) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. |