Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2022-09-26 00:00:00 ET · period of report 2022-09-22 · accession 0001127602-22-022931 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-26 | 2022-09-22 | VIAV | KHAYKIN OLEG | Pres, CEO | F - Tax | $13.29 | -124.4K | 879.8K | -12% | -$1.65M |
| DM | 2022-09-26 | 2022-09-22 | VIAV | KHAYKIN OLEG | Pres, CEO | M - OptEx | $0.00 | +298.5K | 1.01M | +42% | $0 |
| DM | 2022-09-26 | 2022-09-22 | VIAV | KHAYKIN OLEG | Pres, CEO | M - OptEx | $0.00 | -298.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-22 | F | D | 42,089 | $13.29 | 1,013,083 | D | — | — | |
| 2 | Common | Common Stock | 2022-09-22 | M | A | 101,028 | $0.00 | 1,055,172 | D | — | — | |
| 3 | Common | Common Stock | 2022-09-22 | F | D | 53,068 | $13.29 | 954,144 | D | — | — | |
| 4 | Common | Common Stock | 2022-09-22 | F | D | 29,216 | $13.29 | 879,829 | D | — | — | |
| 5 | Common | Common Stock | 2022-09-22 | M | A | 70,129 | $0.00 | 909,045 | D | — | — | |
| 6 | Common | Common Stock | 2022-09-22 | M | A | 127,383 | $0.00 | 1,007,212 | D | — | — | |
| 7 | Derivative | Market Stock Units | 2022-09-22 | M | D | 101,028 | $0.00 | 138,394 | D | $0.00 · — to — | 101,028 Common Stock | (F6) Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2021 at 146% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 8 | Derivative | Market Stock Units | 2022-09-22 | M | D | 127,383 | $0.00 | 87,852 | D | $0.00 · — to — | 127,383 Common Stock | (F5) Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2020 at 145% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 9 | Derivative | Market Stock Units | 2022-09-22 | M | D | 70,129 | $0.00 | 0 | D | $0.00 · — to — | 70,129 Common Stock | (F3) Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2019 at 108.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |