Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2022-09-26 00:00:00 ET · period of report 2022-09-22 · accession 0001127602-22-022941 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-26 | 2022-09-22 | VIAV | Staley Gary W | SVP Gbl Sales NSE | M - OptEx | $0.00 | +46.2K | 130.8K | +55% | $0 |
| DM | 2022-09-26 | 2022-09-22 | VIAV | Staley Gary W | SVP Gbl Sales NSE | F - Tax | $13.29 | -17.0K | 112.6K | -13% | -$226.3K |
| DM | 2022-09-26 | 2022-09-22 | VIAV | Staley Gary W | SVP Gbl Sales NSE | M - OptEx | $0.00 | -46.2K | 12.6K | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-22 | M | A | 14,432 | $0.00 | 138,554 | D | — | — | |
| 2 | Common | Common Stock | 2022-09-22 | M | A | 13,531 | $0.00 | 117,627 | D | — | — | |
| 3 | Common | Common Stock | 2022-09-22 | F | D | 5,323 | $13.29 | 133,231 | D | — | — | |
| 4 | Common | Common Stock | 2022-09-22 | F | D | 6,712 | $13.29 | 124,122 | D | — | — | |
| 5 | Common | Common Stock | 2022-09-22 | M | A | 18,198 | $0.00 | 130,834 | D | — | — | |
| 6 | Common | Common Stock | 2022-09-22 | F | D | 4,991 | $13.29 | 112,636 | D | — | — | |
| 7 | Derivative | Market Stock Units | 2022-09-22 | M | D | 14,432 | $0.00 | 19,770 | D | $0.00 · — to — | 14,432 Common Stock | (F6) Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2021 at 146% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 8 | Derivative | Market Stock Units | 2022-09-22 | M | D | 13,531 | $0.00 | 0 | D | $0.00 · — to — | 13,531 Common Stock | (F3) Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2019 at 108.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |
| 9 | Derivative | Market Stock Units | 2022-09-22 | M | D | 18,198 | $0.00 | 12,551 | D | $0.00 · — to — | 18,198 Common Stock | (F5) Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2020 at 145% of target based on our total stockholder return during the performance periods as stated on the grant agreement. (F4) There are no expiration dates on MSUs. |