Form 4 for MMM 3M
Accepted 2022-10-06 00:00:00 ET · period of report 2022-10-05 · accession 0001127602-22-023784 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-06 | 2022-10-05 | MMM | Rhodes Kevin H | EVP, CLO | F - Tax | $115.17 | -273 | 2,033 | -12% | -$31.4K |
| D | 2022-10-06 | 2022-10-05 | MMM | Rhodes Kevin H | EVP, CLO | M - OptEx | — | +273 | 2,306 | +13% | — |
| D | 2022-10-06 | 2022-10-05 | MMM | Rhodes Kevin H | EVP, CLO | M - OptEx | — | -273 | 8,040 | -3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-05 | F | D | 273 | $115.17 | 2,033.41 | D | — | — | (F2) Shares withheld for FICA tax for retirement eligible executives. |
| 2 | Common | Common Stock | 2022-10-05 | M | A | 273 | — | 2,306.41 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of 3M common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-10-05 | M | D | 273 | — | 8,040 | D | — · — to — | 273 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of 3M common stock. (F3) The restricted stock units vest 100% three years from the grant date of February 8, 2022 |